SM-ECO-10060 · Member

US-ECO-10060us-eco-10060.org

SM-ECO-10060 defines the jurisdiction binding of a signed capital-product record and the market chapter from which that binding is published. Each chapter preserves the market's duties, authorities, sources, dates, conditions and exact section versions, with the producing node's signature. The jurisdiction namespace maps explicitly to the market value carried in the receipt. Member pages, node pages and specialised readouts derive from the same immutable chapter; ACM rule revisions point to the chapter evidence that produced them. SM-ECO makes the market context recoverable across the family while keeping separate the responsibilities of sourced content, clearance, orderability, venue reference and proof of the read.

United States · US-ECO-10060 · Member · United States under SM-ECO-10060

Allooloo node	`us-cm-kg` · Azure region East US · records served from Virginia
Record door	https://mcp.us-cm-kg.ai/mcp Agent Card: https://agent.us-cm-kg.ai/.well-known/agent-card.json
Exchanges on the record	NYSE · NASDAQ · CBOE · TXSE
Orderability door	https://mcp.us-cm-kg.ai/mcp get_orderability (AIO-10060)
Receipts door	mcp.rco-records.ai/mcp (RCO-10060 · Record of Cleared Orders)
Example record	https://mcp.us-cm-kg.ai/record/NASDAQ/AAPL
Market duty page	us-eco.ai
Market issuer page	https://us-issuer.ai/

Appendix A · ECO market section

ECO · us.eco.v5 · supersedes us.eco.v4 · produced 2026-11-04T01:50:13Z · signed on the node door

The catalogue starts from identifying the duty, obtaining the relevant facts, recognising constraints, supporting an action and preserving evidence. It retains the current page's sourceable information and extends the chapter beyond the page. Each regime is scoped to the instruments, actors and activities its evidence applies to. No tax or settlement value is treated as universal to a market.

`jurisdiction_scope`Territory, regime boundaries and cross-border applicability	regime_boundary FINRA Rule 2111 (Suitability) does not apply to recommendations subject to SEA Rule 15l-1 (Regulation Best Interest); Reg BI applies only to recommendations to retail customers, and FINRA's suitability rule is still needed for entities and institutions and for natural persons who will not use recommendations primarily for personal, family, or household purposes source https://www.finra.org/rules-guidance/notices/20-18 · dated June 19, 2020
`competent_authorities`Regulators, competent authorities and allocation of responsibility	name Securities and Exchange Commission (SEC) role Adopted Regulation Best Interest (Reg BI) name FINRA role Amended its suitability, CAB suitability and non-cash compensation rules source https://www.finra.org/rules-guidance/notices/20-18 · dated June 19, 2020
`duty_map`Applicable product-governance and suitability duties by activity and actor	duty reasonable-basis suitability (FINRA Rule 2111) source https://mcp.getissuer.ai/mcp · dated not found
`regulated_activities`Activities requiring authorisation and their scope	not found
`product_categories`Instrument classes, exclusions and special regimes	category Direct Participation Programs rule FINRA Rule 2310 category Variable Contracts of an Insurance Company rule FINRA Rule 2320 category Investment Company Securities rule FINRA Rule 2341 category Corporate Financing – Underwriting Terms and Arrangements rule FINRA Rule 5110 source https://www.finra.org/rules-guidance/notices/20-18 · dated June 19, 2020
`issuer_and_listing_scope`Domicile, listing and issuer-status distinctions	issuer_status_distinctions Nasdaq Financial Status indicator: issuer has failed to submit its regulatory filings on a timely basis, has failed to meet Nasdaq's continuing listing standards, and/or has filed for bankruptcy source https://www.nasdaqtrader.com/Trader.aspx?id=symboldirdefs · dated 2/12/2010
`exchanges_and_venues`Venue identities linked to AMP records	NYSE MKT New York Stock Exchange (NYSE) NYSE ARCA BATS Global Markets (BATS) Investors' Exchange, LLC (IEXG) source https://www.nasdaqtrader.com/Trader.aspx?id=symboldirdefs · dated 2/12/2010
`information_stores`Authoritative regulated-information repositories	EDGAR (SEC Electronic Data Gathering, Analysis and Retrieval) - SEC Search Filings / full text search source https://www.sec.gov/edgar/search-and-access · dated not found
`store_lookup`Documented lookup methods and identifier requirements	SEC Search Filings page: company search by name or ticker ('Starts with'/'Contains'), CIK Lookup at /search-filings/cik-lookup, Full Text Search at https://www.sec.gov/edgar/search/. No per-CIK URL pattern printed on the pages read source https://www.sec.gov/search-filings · dated not found
`periodic_reporting`Periodic duties, deadlines, triggering events and exceptions	report Form 10-K annual report deadline 75 days after the end of the fiscal year covered by the report applies_to accelerated filers (as defined in 17 CFR 240.12b-2) report Form 10-K annual report deadline 90 days after the end of the fiscal year covered by the report applies_to all other registrants source https://www.sec.gov/files/form10-k.pdf · dated 2026-09-10
`ad_hoc_disclosure`Event-driven and inside-information disclosure obligations	Form 8-K: 'Unless otherwise specified, a report is to be filed or furnished within four business days after occurrence of the event.' Regulation FD disclosure via Item 7.01 (furnished) or Item 8.01 must follow the deadline in Rule 100(a) of Regulation FD; Item 1.05 (material cybersecurity incident) within four business days after the registrant determines it source https://www.sec.gov/files/form8-k.pdf · dated not found
`filing_formats`Required formats, validation requirements and document types	format Interactive Data File requirement required to be submitted pursuant to Rule 405 of Regulation S-T submission submitted electronically source https://www.sec.gov/files/form10-q.pdf · dated 2026-08-25
`filing_languages`Required or accepted languages and translation conditions	English: Regulation S-T Rule 306(a) - 'all electronic filings or submissions must be in the English language, except as otherwise provided by this rule' (as stated in SEC release 33-8099) source https://www.sec.gov/rules-regulations/2002/05/mandated-edgar-filing-foreign-issuers · dated not found
`prospectus_regime`Offering and admission requirements, exemptions and thresholds	not found
`product_disclosures`Product documents and pre-contract information duties	not found
`takeover_regime`Offer rules, control triggers and shareholder treatment	not found
`ownership_reporting`Significant holdings, beneficial ownership and notification duties	not found
`short_selling`Restrictions, disclosure, locate or borrowing requirements, emergency measures	not found
`market_abuse`Insider dealing, manipulation and related disclosure regimes	not found
`trading_controls`Market-wide trading constraints and intervention powers	not found
`market_calendar`Authoritative calendars and exceptional closures	NYSE market holidays 2026-2028 and early closes (1:00 p.m. ET), e.g. Friday Nov 27 2026 and Thursday Dec 24 2026 source https://www.nyse.com/markets/hours-calendars · dated not found
`halts_sources`Official halt and suspension sources with scope	NYSE current and historical trading halts (CSV download, email alerts; ET); Nasdaq Trader current trading halts source https://www.nyse.com/trade-halt-current · dated not found
`identifiers`Security and entity identifier conventions and validation sources	not found
`isin_prefix`ISIN prefix information and its limits as a jurisdiction indicator	US - CUSIP Global Services (CGS) states it is 'responsible for the assignment of ISINs in the U.S. and in other areas where designated or appointed' source https://www.cusip.com/identifiers.html · dated not found
`lei_requirements`Legal Entity Identifier requirements and authoritative lookup references	LEI = 20-character ISO 17442 code, issued by GLEIF-accredited LEI Issuers (Local Operating Units), searchable in the Global LEI Index via LEI Search. No US-specific LEI issuer or issuer-obligation statement read on an official page source https://www.gleif.org/en/about-lei/introducing-the-legal-entity-identifier-lei · dated not found
`settlement`Settlement cycles by instrument and venue, exceptions and transition dates	not found
`clearing_and_custody`Clearing, depository, custody and asset-protection frameworks	not found
`corporate_actions`Rights, elections, notices and procedural deadlines	not found
`retail_access`Retail distribution limits, access restrictions and safeguards	rule FINRA Rule 2111 (Suitability) requirement A member or an associated person must have a reasonable basis to believe that a recommended transaction or investment strategy involving a security or securities is suitable for the customer obligations reasonable-basis suitability customer-specific suitability quantitative suitability exception This Rule shall not apply to recommendations subject to SEA Rule 15l-1 (Regulation Best Interest) institutional_exemption Rule 2111(b) provides an exemption to customer-specific suitability regarding institutional investors source https://www.finra.org/rules-guidance/rulebooks/finra-rules/2111 · dated June 30, 2020
`cross_border_access`Foreign participation and cross-border offering or service restrictions	not found
`tax_at_source`Withholding regimes by income, instrument and recipient category; relief conditions	not found
`fees_and_levies`Transaction taxes, statutory levies and relevant charges	name Section 31 transaction fee rate (Sections 31(b) and (c) of the Exchange Act) rate $20.60 per $1,000,000 effective April 4, 2026 source https://www.sec.gov/files/rules/other/2026/34-104909.pdf · dated February 27, 2026
`conduct_and_conflicts`Conduct, inducement and conflict-management duties relevant to distribution	rule FINRA Rule 2111 (Suitability) duty A member or an associated person must have a reasonable basis to believe that a recommended transaction or investment strategy involving a security or securities is suitable for the customer source https://www.finra.org/rules-guidance/rulebooks/finra-rules/2111 · dated June 30, 2020
`recordkeeping`Retention, evidence, format and reconstruction requirements	rule FINRA Rule 4511(b) requirement Members shall preserve for a period of at least six years those FINRA books and records for which there is no specified period under the FINRA rules or applicable Exchange Act rules. source https://www.finra.org/rules-guidance/rulebooks/finra-rules/4511 · dated Dec. 5, 2011
`complaints_and_redress`Complaint, escalation and redress routes	not found
`effective_changes`Enacted, proposed and transitional changes, kept distinguishable	change Fiscal year 2026 annual adjustment to Section 31 fee rates (Sections 31(b) and (c)) status enacted effective April 4, 2026 source https://www.sec.gov/files/rules/other/2026/34-104909.pdf · dated February 27, 2026
`additional_duty_fields`Further sourceable duty-relevant fields, introduced through a versioned catalogue extension	not found

chapter us.chapter.v18 · sm-eco-10060.org/market/us/

ACM-68000 (Agent Clearance Manifest) signals

Signal	Reading	Boundary
ACM-200	Cleared	The specified read or action has cleared the applicable registered checks in the stated context.
ACM-403	Restricted or halted	Evidence establishes a restriction or an applicable halt under the selected revision.
ACM-404	Not on the register	The named lookup target is absent from the identified register. This establishes neither global absence nor prohibition.
ACM-451	Read the filing	The binding requires the identified filing or source to be read before a conclusion or a progression.

Machine surfaces

/protocol.json · /signals.json · /nodes.json · /health.json · /dataset.jsonld · /llms.txt · /index.md · /auth.md · /.well-known/agent-card.json · /.well-known/ai-catalog.json · /.well-known/api-catalog · /.well-known/acm-68000.json · /.well-known/security.txt